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Senior Compliance Manager – Chinese Bank

Senior Compliance Manager – Chinese Bank

Job Title: Senior Compliance Manager – Chinese Bank
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: 109
Contact Name: Pathay Singh
Contact Email: pathay.singh@thecompliancegrid.com
Job Published: August 15, 2016 16:41

Job Description

Great opportunity to join this progressive Chinese Bank that has seen a doubling of its Hong Kong operation in terms of team size last year with the compliance function currently 100+ professionals.

This role reports into the Deputy Head of Compliance and has the support of three team members.

Excellent package and working culture.

Job Responsibilities:

  • Enhancement of Compliance policies and monitoring programs
  • Maintaining operations the comply with relevant rules and regulations.
  • Assist in reviewing new product proposals, policies and procedures to draw attention to compliance concerns, and ensure regulatory requirements are met.
  • Investigations around violation of internal and external rules
  • Regulator relationship management coordinating enquiries and investigations by HKMA and SFC and participate in investment related complaint handling
  • Manage ensure the team meets with assigned targets.
  • Cultivate the environment and culture of compliance by providing in-house compliance training to staff members.

Job Requirement:

  • University graduate with major in Business, Finance, Banking, Law or relevant disciplines.
  • 5 years of relevant compliance experience in banking industry.
  • Familiar with banking and securities operations.
  • Regulatory experience
  • Good command of both written and spoken English and Chinese (including Putonghua)

If you are interested in further information on this role please send your CV to pathay.singh@thecompliancegrid.com or call Pathay on 2521 4078 for a confidential discussion.