Senior Compliance Manager – Chinese Bank

Senior Compliance Manager – Chinese Bank

Job Title: Senior Compliance Manager – Chinese Bank
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 109
Contact Name: Pathay Singh
Contact Email:
Job Published: August 15, 2016 16:41

Job Description

Great opportunity to join this progressive Chinese Bank that has seen a doubling of its Hong Kong operation in terms of team size last year with the compliance function currently 100+ professionals.

This role reports into the Deputy Head of Compliance and has the support of three team members.

Excellent package and working culture.

Job Responsibilities:

  • Enhancement of Compliance policies and monitoring programs
  • Maintaining operations the comply with relevant rules and regulations.
  • Assist in reviewing new product proposals, policies and procedures to draw attention to compliance concerns, and ensure regulatory requirements are met.
  • Investigations around violation of internal and external rules
  • Regulator relationship management coordinating enquiries and investigations by HKMA and SFC and participate in investment related complaint handling
  • Manage ensure the team meets with assigned targets.
  • Cultivate the environment and culture of compliance by providing in-house compliance training to staff members.

Job Requirement:

  • University graduate with major in Business, Finance, Banking, Law or relevant disciplines.
  • 5 years of relevant compliance experience in banking industry.
  • Familiar with banking and securities operations.
  • Regulatory experience
  • Good command of both written and spoken English and Chinese (including Putonghua)

If you are interested in further information on this role please send your CV to or call Pathay on 2521 4078 for a confidential discussion.