Head of Compliance

Head of Compliance

Job Title: Head of Compliance
Location: Hong Kong
Reference: 225
Contact Name: Yuen Chan
Contact Email:
Job Published: October 12, 2016 17:52

Job Description


  • Provide advice to designated business units and support on full spectrum of compliance functions, such as: regulatory enquiries, licensing, central compliance function, etc.
  • Providing advisory support and regulatory updates to the businesses
  • Oversee the CFT function (covering FATCA and CRS matters)
  • Communicate with senior stakeholders and establish a strong relationship with the regulators.


  • Possess 7 or more years working experience in a banking or regulatory environment, with strong exposure in retail or consumer banking.
  • Sound knowledge of banking regulations and familiar compliance framework
  • Excellent communication skills in English and Cantonese with all levels of an organisation

If you are interested in applying for this role, please send you CV to or call Yuen on +852 2522 3091 for a confidential discussion.