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Director, Head of AML / KYC

Director, Head of AML / KYC

Job Title: Director, Head of AML / KYC
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: 221
Contact Name: Yuen Chan
Contact Email: yuen.chan@thecompliancegrid.com
Job Published: October 12, 2016 17:50

Job Description

Responsibilities

  • Ensure CDD and account opening documents are in line with the company’s KYC and AML requirements
  • Timely dissemination of AML updates and issuance of AML alerts as per regulatory requirements
  • Take lead to handle enquiries and conduct investigations as well as be the key point of contact for AML matters
  • Preparing and implementing AML related training programs to all staff.

Requirements

  • At least 6 years of solid AML experience, with a degree in Law/Finance/Accounting/Business
  •  in professional practice and/or the financial services sector, preferably in audit, legal or compliance work, and AML/KYC related areas
  • Sound knowledge of the operations of the securities market and/or financial and investment industry
  • Experience in regulatory authority (i.e. SFC/HKMA) would be an added advantage

If you are interested in applying for this role, please send you CV to yuen.chan@thecompliancegrid.com or call Yuen on +852 2522 3091 for a confidential discussion.