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Director, Equity Compliance

Director, Equity Compliance

Job Title: Director, Equity Compliance
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: 130
Contact Name: Yuen Chan
Contact Email: yuen.chan@thecompliancegrid.com.
Job Published: August 15, 2016 17:06

Job Description

  • Perform regular reviews to identify compliance issues and cases of possible non-compliance with internal and external rules and regulations;
  • Provide compliance advice on products and services of business units with particular focus onequities;
  • At least 6 years of solid compliance work experience in multi-national corporation or regulatory bodies;
  • Strong knowledge of the relevant legislations with excellent written and spoken English and Chinese; ability to communicate in Mandarin preferred.

For more information, please reach out to Yuen Chan at 2522 3091 and/or send your CV to yuen.chan@thecompliancegrid.com.