Director, Compliance – Investment Banking

Director, Compliance – Investment Banking

Job Title: Director, Compliance – Investment Banking
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 114
Contact Name: Yuen Chan
Contact Email:
Job Published: August 15, 2016 17:20

Job Description

  • Familiar with general products and services offered in Global Financial Markets, Corporate Banking, Trade & Commodity Finance and Corporate Finance Advisory businesses
  • Experienced in interacting or providing advice on regulations or Group’s Compliance policies to all levels of staff including senior management
  • Act as an AML Officer well versed in banking ordinance and regulations, company and securities laws, and other finance related disciplines with solid experience in interacting with the regulatory bodies (i.e. HKMA and SFC)
  • Minimum 10 years of experience in a senior compliance/control/risk management role of a banking or financial institution with excellent written and verbal communication skills in English and Chinese

For more information, please reach out to Yuen Chan at 2522 3091 and/or send your CV to