Compliance Manager/Senior Manager

Compliance Manager/Senior Manager

Job Title: Compliance Manager/Senior Manager
Contract Type: Permanent
Location: Hong Kong
Reference: 8989
Contact Name: Pathay Singh
Contact Email:
Job Published: January 05, 2017 16:04

Job Description

This role would suit an experienced (7+ years) Compliance or Audit professional interested in taking a lead role in the Compliance Reviews function of this Hong Kong Bank.

The Client:

  • Rapidly expanding Hong Kong Based Bank covering Retail, Commercial, Private Banking
  • Stable environment
  • Excellent package (20+ days annual leave) including employee benefits and subsidized bank benefits (eg. mortgage scheme)

The Role:

  • Responsibility for Compliance Reviews to ensure adequacy of controls
  • Identify breaches
  • Compose corrective actions
  • Manage annual testing plan


  • Can demonstrate solid experience of conducting risk based compliance reviews
  • SFC / HKMA Regulatory Compliance Experience
  • 5 to 8 years commercial experience
  • Comfortable in communicating with a variety of stakeholders
  • Banking experience essential
  • English and Chinese

If you are interested in this role and would like to see a detailed role description please send your CV to Pathay at or call Pathay on +852 25214078