Analyst, Compliance

Analyst, Compliance

Job Title: Analyst, Compliance
Contract Type: Permanent
Location: Hong Kong
Reference: 223
Contact Name: Yuen Chan
Contact Email:
Job Published: October 12, 2016 17:46

Job Description


  • Handling licensing related matters including application and annual filings
  • Conducting position monitoring and trade surveillance
  • Updating the team on any circulars, consultation papers and new regulations issued by the regulators
  • Providing other central compliance support as assigned by the Head of Compliance


  • At least 3 years’ of solid experience, with some knowledge of cross border implications
  • Good computer literacy, knowledge of Word, Excel and Outlook essential
  • Knowledge of trade surveillance tools

If you are interested in applying for this role, please send you CV to or call Yuen on +852 2522 3091 for a confidential discussion.