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Analyst, Compliance

Analyst, Compliance

Job Title: Analyst, Compliance
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: 223
Contact Name: Yuen Chan
Contact Email: yuen.chan@thecompliancegrid.com
Job Published: October 12, 2016 17:46

Job Description

Responsibilities

  • Handling licensing related matters including application and annual filings
  • Conducting position monitoring and trade surveillance
  • Updating the team on any circulars, consultation papers and new regulations issued by the regulators
  • Providing other central compliance support as assigned by the Head of Compliance

Requirements

  • At least 3 years’ of solid experience, with some knowledge of cross border implications
  • Good computer literacy, knowledge of Word, Excel and Outlook essential
  • Knowledge of trade surveillance tools

If you are interested in applying for this role, please send you CV to yuen.chan@thecompliancegrid.com or call Yuen on +852 2522 3091 for a confidential discussion.