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SFC

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Hong Kong Securities And Futures Commission's Consultation On Proposals To Reduce Hacking Risks In Internet Trading

On May 8, 2017, the Hong Kong Securities and Futures Commission (SFC) launched a two-month consultation on proposals to reduce and mitigate hacking risks associated with internet trading. The SFC aims to conclude the ...

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SFC Publicly Censures China Life Insurance (Overseas) Company Limited For Breaches Of Takeovers Code

09 August/2017 | regulations Hong kong SFC

The Securities and Futures Commission (SFC) has publicly censured China Life Insurance (Overseas) Company Limited (China Life) as a result of its failure to disclose its dealings in the shares of Glorious Property Hol...

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Court Ordered Insider Dealer Sun Min To Pay $15.6 Million To Investors

03 August/2017 | Hong kong SFC Compliance

The Court of First Instance has ordered Ms Sun Min to pay the restoration amount of $15,629,341 to 51 investors affected by her insider dealing in China Huiyuan Juice Group Limited (Huiyuan) shares (Notes 1, 2 and 3)....

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SFC’s New Pact With FCA Raises Industry Unease

27 July/2017 | Hong kong SFC FCA

Hong Kong’s fund industry is concerned about a new deal between the Securities & Futures Commission (SFC) and the UK’s Financial Conduct Authority (FCA) where the two regulators would provide greater assistance to eac...

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SFC Suspends Chan Wai Ling For 12 Months

The Securities and Futures Commission (SFC) has suspended Ms Chan Wai Ling for 12 months from 26 July 2017 to 25 July 2018 (Note 1). The disciplinary action follows an SFC investigation which found that between Decemb...

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