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IPOs

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Hong Kong Investigating 15 Firms Over IPO Sponsor Work, SFC Says

12 October/2017 | Hong kong SFC IPOs

The Securities and Futures Commission is investigating 15 financial firms that sponsored initial public offerings in Hong Kong, amid concern over “substandard” work, according to head of enforcement Tom Atkinson. Fail...

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Western Banks Face New Level Of Scrutiny Over Hong Kong IPOs

09 November/2016 | Hong kong Standard Chartered UBS IPOs

HONG KONG—Hong Kong’s securities regulator, boosting oversight of the world’s top market for initial public offerings, is cracking down on Western investment banks over some listings. According to people familiar with...

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