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Compliance

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AML BSA Compliance : Revised CDD Rule

Background 11.5 million documents, a staggering number, were leaked from Panamanian law firm ‘Mossack Fonseca’ in 2015. The contents of these documents, mostly financial information about wealthy individuals and publi...

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Financial Crime Compliance: Current Global State Of Play

19 October/2017 | Compliance Financial Crime Global

Banks today are responsible for preventing a host of financial crimes from infiltrating their ecosystems. Some of these crimes, such as money laundering and sanctions violation, are highly visible, with high potential...

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Dechert Advises Hong Kong Asset Managers To Heed Compliance Policies

US-based law firm Dechert LLP (Dechert) is advising asset managers in Hong Kong to review their compliance policies after the city’s market regulator released guidelines to tackle irregular practices of fund houses’ d...

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Compliance A Big Challenge For Internationalising Chinese Banks, Say Analysts

04 October/2017 | Hong kong Banking Compliance

“Now the joint stock commercial banks and the city commercial banks [mid-sized and smaller banks], are increasing their presence overseas to follow their customers who are going out,” said Tam. Remaining compliant wit...

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Becoming The Next Compliance Superhero

27 September/2017 | bribery Risk Corruption Compliance

Last year, we saw the inaugural National Compliance Officer Day, an effort spearheaded by SAI Global, but with the intent for it to become a much bigger and broader thing than something affiliated with any one company...

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