NEW YORK (Thomson Reuters Regulatory Intelligence) – Regulators are holding financial institutions responsible for the real-life consequences of anti-money laundering (AML) failures. Firms must reconfigure their transaction monitoring programs to identify the...
Hong Kong’s Securities and Futures Commission might need to move out of Central as it cannot afford to buy its own offices in the prime office district – the most expensive worldwide. But it should consider moving out of Central anyway, as its peers and the brokers it...
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