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SFC And AMF Sign MoU On France-Hong Kong Mutual Recognition Of Funds

11 July/2017 | Hong kong SFC France MoU AMF

The Securities and Futures Commission (SFC) and the Autorité des Marchés Financiers (AMF) have signed a Memorandum of Understanding (MoU) on France-Hong Kong Mutual Recognition of Funds (MRF), which will allow eligibl...

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SFC Issues Restriction Notice On W. Falcon Asset Management (Asia) Limited

10 July/2017 | regulations Hong kong SFC

The Securities and Futures Commission (SFC) today issued a Restriction Notice on W. Falcon Asset Management (Asia) Limited (W. Falcon) to safeguard the assets of the firm and its clients, and to protect the interest o...

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QMIS Securities Limited And Former Responsible Officer Convicted Of Giving SFC False Or Misleading Information

06 July/2017 | regulations Hong kong SFC QMIS

The Eastern Magistrates’ Court has convicted QMIS Securities Limited (QMIS) and its former responsible officer (RO), Mr Huang Kuang Cheng, of making false or misleading representations when submitting licensing inform...

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Court Of First Instance Upholds Convictions Of Hong Kong Game Theory Association Limited And Its Sole Director Over Unlicensed Activities

06 July/2017 | regulations Hong kong SFC

The Court of First Instance has dismissed the appeal of Hong Kong Game Theory Association Limited (Hong Kong Game Theory) and its sole director Mr Sze Ching Lok against their convictions for carrying on a business in ...

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Market Misconduct Tribunal Sanctions Greencool’s Former Chairman And Senior Executives For Disclosure Of False Or Misleading Information

The Market Misconduct Tribunal (MMT) today (June 26th) ordered the former chairman and chief executive officer of Greencool Technology Holdings Limited (Greencool), Mr Gu Chujun, to disgorge $481,969,785 of profit fro...

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